State responsibility
State of particular conduct. There ICJ drew a clear distinction between the legal situation immediately following the
seizure of the United States embassy and its personnel by
the militants, and that created by a decree of the Iranian
State which expressly approved and maintained the situation. In the words of the Court:
The policy thus announced by the Ayatollah Khomeini, of maintaining
the occupation of the Embassy and the detention of its inmates as hostages for the purpose of exerting pressure on the United States Government was complied with by other Iranian authorities and endorsed by
them repeatedly in statements made in various contexts. The result of
that policy was fundamentally to transform the legal nature of the situation created by the occupation of the Embassy and the detention of its
diplomatic and consular staff as hostages. The approval given to these
facts by the Ayatollah Khomeini and other organs of the Iranian State,
and the decision to perpetuate them, translated continuing occupation
of the Embassy and detention of the hostages into acts of that State.184
In that case it made no difference whether the effect of the
“approval” of the conduct of the militants was merely prospective, or whether it made the Islamic Republic of Iran
responsible for the whole process of seizure of the embassy and detention of its personnel ab initio. The Islamic
Republic of Iran had already been held responsible in relation to the earlier period on a different legal basis, viz.
its failure to take sufficient action to prevent the seizure or
to bring it to an immediate end.185 In other cases no such
prior responsibility will exist. Where the acknowledgement and adoption is unequivocal and unqualified there
is good reason to give it retroactive effect, which is what
the tribunal did in the Lighthouses arbitration.186 This is
consistent with the position established by article 10 for
insurrectional movements and avoids gaps in the extent of
responsibility for what is, in effect, the same continuing
act.
(5) As regards State practice, the capture and subsequent trial in Israel of Adolf Eichmann may provide an
example of the subsequent adoption of private conduct by
a State. On 10 May 1960, Eichmann was captured by a
group of Israelis in Buenos Aires. He was held in captivity
in Buenos Aires in a private home for some weeks before
being taken by air to Israel. Argentina later charged the
Israeli Government with complicity in Eichmann’s capture,
a charge neither admitted nor denied by Israeli Foreign
Minister Golda Meir, during the discussion in the Security
Council of the complaint. She referred to Eichmann’s captors as a “volunteer group”.187 Security Council resolution 138 (1960) of 23 June 1960 implied a finding that the
Israeli Government was at least aware of, and consented
to, the successful plan to capture Eichmann in Argentina.
It may be that Eichmann’s captors were “in fact acting
on the instructions of, or under the direction or control
of ” Israel, in which case their conduct was more properly
attributed to the State under article 8. But where there are
doubts about whether certain conduct falls within article
8, these may be resolved by the subsequent adoption of
the conduct in question by the State.
184
United States Diplomatic and Consular Staff in Tehran (see
footnote 59 above), p. 35, para. 74.
185 Ibid., pp. 31–33, paras. 63–68.
186 Lighthouses arbitration (see footnote 182 above), pp. 197–198.
187 Official Records of the Security Council, Fifteenth Year, 866th
meeting, 22 June 1960, para. 18.
53
(6) The phrase “acknowledges and adopts the conduct
in question as its own” is intended to distinguish cases
of acknowledgement and adoption from cases of mere
support or endorsement.188 ICJ in the United States Diplomatic and Consular Staff in Tehran case used phrases
such as “approval”, “endorsement”, “the seal of official
governmental approval” and “the decision to perpetuate
[the situation]”.189 These were sufficient in the context of
that case, but as a general matter, conduct will not be attributable to a State under article 11 where a State merely
acknowledges the factual existence of conduct or expresses its verbal approval of it. In international controversies,
States often take positions which amount to “approval”
or “endorsement” of conduct in some general sense but
do not involve any assumption of responsibility. The language of “adoption”, on the other hand, carries with it the
idea that the conduct is acknowledged by the State as, in
effect, its own conduct. Indeed, provided the State’s intention to accept responsibility for otherwise non-attributable conduct is clearly indicated, article 11 may cover cases
where a State has accepted responsibility for conduct of
which it did not approve, which it had sought to prevent
and which it deeply regretted. However such acceptance
may be phrased in the particular case, the term “acknowledges and adopts” in article 11 makes it clear that what is
required is something more than a general acknowledgement of a factual situation, but rather that the State identifies the conduct in question and makes it its own.
(7) The principle established by article 11 governs the
question of attribution only. Where conduct has been acknowledged and adopted by a State, it will still be necessary to consider whether the conduct was internationally
wrongful. For the purposes of article 11, the international obligations of the adopting State are the criterion for
wrongfulness. The conduct may have been lawful so far
as the original actor was concerned, or the actor may have
been a private party whose conduct in the relevant respect
was not regulated by international law. By the same token,
a State adopting or acknowledging conduct which is lawful in terms of its own international obligations does not
thereby assume responsibility for the unlawful acts of any
other person or entity. Such an assumption of responsibility would have to go further and amount to an agreement
to indemnify for the wrongful act of another.
(8) The phrase “if and to the extent that” is intended to
convey a number of ideas. First, the conduct of, in particular, private persons, groups or entities is not attributable to
the State unless under some other article of chapter II or
unless it has been acknowledged and adopted by the State.
Secondly, a State might acknowledge and adopt conduct
only to a certain extent. In other words, a State may elect
to acknowledge and adopt only some of the conduct in
question. Thirdly, the act of acknowledgment and adoption, whether it takes the form of words or conduct, must
be clear and unequivocal.
(9) The conditions of acknowledgement and adoption
are cumulative, as indicated by the word “and”. The order
of the two conditions indicates the normal sequence of
188 The separate question of aid or assistance by a State to internationally wrongful conduct of another State is dealt with in article 16.
189 See footnote 59 above.