State responsibility
the coercion would be,267 an internationally wrongful act
on the part of the coerced State. In all three cases, the act
in question is still committed, voluntarily or otherwise, by
organs or agents of the acting State, and is, or but for the
coercion would be, a breach of that State’s international
obligations. The implication of the second State in that
breach arises from the special circumstance of its willing
assistance in, its direction and control over or its coercion
of the acting State. But there are important differences between the three cases. Under article 16, the State primarily
responsible is the acting State and the assisting State has a
mere supporting role. Similarly under article 17, the acting State commits the internationally wrongful act, albeit
under the direction and control of another State. By contrast, in the case of coercion under article 18, the coercing
State is the prime mover in respect of the conduct and the
coerced State is merely its instrument.
(7) A feature of this chapter is that it specifies certain
conduct as internationally wrongful. This may seem to
blur the distinction maintained in the articles between
the primary or substantive obligations of the State and its
secondary obligations of responsibility.268 It is justified
on the basis that responsibility under chapter IV is in a
sense derivative.269 In national legal systems, rules dealing, for example, with conspiracy, complicity and inducing breach of contract may be classified as falling within
the “general part” of the law of obligations. Moreover, the
idea of the implication of one State in the conduct of another is analogous to problems of attribution, dealt with
in chapter II.
(8) On the other hand, the situations covered in chapter IV have a special character. They are exceptions to
the principle of independent responsibility and they only
cover certain cases. In formulating these exceptional cases where one State is responsible for the internationally
wrongful acts of another, it is necessary to bear in mind
certain features of the international system. First, there is
the possibility that the same conduct may be internationally wrongful so far as one State is concerned but not for
another State having regard to its own international obligations. Rules of derived responsibility cannot be allowed
to undermine the principle, stated in article 34 of the 1969
Vienna Convention, that a “treaty does not create either
obligations or rights for a third State without its consent”;
similar issues arise with respect to unilateral obligations
and even, in certain cases, rules of general international
law. Hence it is only in the extreme case of coercion that a
State may become responsible under this chapter for conduct which would not have been internationally wrongful
if performed by that State. Secondly, States engage in a
wide variety of activities through a multiplicity of organs
and agencies. For example, a State providing financial or
other aid to another State should not be required to assume the risk that the latter will divert the aid for purposes which may be internationally unlawful. Thus, it is
267 If a State has been coerced, the wrongfulness of its act may be
precluded by force majeure: see article 23 and commentary.
268 See paras. (1)–(2) and (4) of the general commentary for an
explanation of the distinction.
269 Cf. the term responsabilité dérivée used by Arbitrator Huber in
British Claims in the Spanish Zone of Morocco (footnote 44 above),
p. 648.
65
necessary to establish a close connection between the action of the assisting, directing or coercing State on the
one hand and that of the State committing the internationally wrongful act on the other. Thus, the articles in this
chapter require that the former State should be aware of
the circumstances of the internationally wrongful act in
question, and establish a specific causal link between that
act and the conduct of the assisting, directing or coercing
State. This is done without prejudice to the general question of “wrongful intent” in matters of State responsibility, on which the articles are neutral.270
(9) Similar considerations dictate the exclusion of certain situations of “derived responsibility” from chapter IV. One of these is incitement. The incitement of
wrongful conduct is generally not regarded as sufficient
to give rise to responsibility on the part of the inciting
State, if it is not accompanied by concrete support or
does not involve direction and control on the part of the
inciting State.271 However, there can be specific treaty
obligations prohibiting incitement under certain circumstances.272 Another concerns the issue which is described
in some systems of internal law as being an “accessory
after the fact”. It seems that there is no general obligation on the part of third States to cooperate in suppressing
internationally wrongful conduct of another State which
may already have occurred. Again it is a matter for specific treaty obligations to establish any such obligation of
suppression after the event. There are, however, two important qualifications here. First, in some circumstances
assistance given by one State to another after the latter has
committed an internationally wrongful act may amount to
the adoption of that act by the former State. In such cases
responsibility for that act potentially arises pursuant to article 11. Secondly, special obligations of cooperation in
putting an end to an unlawful situation arise in the case of
serious breaches of obligations under peremptory norms
of general international law. By definition, in such cases
States will have agreed that no derogation from such obligations is to be permitted and, faced with a serious breach
of such an obligation, certain obligations of cooperation
arise. These are dealt with in article 41.
Article 16. Aid or assistance in the commission
of an internationally wrongful act
A State which aids or assists another State in the
commission of an internationally wrongful act by the
latter is internationally responsible for doing so if:
(a) that State does so with knowledge of the circumstances of the internationally wrongful act; and
(b) the act would be internationally wrongful if
committed by that State.
270 See above, the commentary to paragraphs (3) and (10) of
article 2.
271 See the statement of the United States-French Commissioners relating to the French Indemnity of 1831 case in Moore, History
and Digest, vol. V, p. 4447, at pp. 4473–4476. See also Military and
Paramilitary Activities in and against Nicaragua (footnote 36 above),
p. 129, para. 255, and the dissenting opinion of Judge Schwebel,
p. 389, para. 259.
272 See, e.g., article III (c) of the Convention on the Prevention and
Punishment of the Crime of Genocide; and article 4 of the International
Convention on the Elimination of All Forms of Racial Discrimination.