State responsibility
Article 42. Invocation of responsibility
by an injured State
A State is entitled as an injured State to invoke
the responsibility of another State if the obligation
breached is owed to:
(a) that State individually; or
(b) a group of States including that State, or the
international community as a whole, and the breach
of the obligation:
i(i) specially affects that State; or
(ii) is of such a character as radically to change
the position of all the other States to which
the obligation is owed with respect to the
further performance of the obligation.
Commentary
(1) Article 42 provides that the implementation of State
responsibility is in the first place an entitlement of the
“injured State”. It defines this term in a relatively narrow
way, drawing a distinction between injury to an individual
State or possibly a small number of States and the legal
interests of several or all States in certain obligations established in the collective interest. The latter are dealt with
in article 48.
(2) This chapter is expressed in terms of the invocation
by a State of the responsibility of another State. For this
purpose, invocation should be understood as taking measures of a relatively formal character, for example, the raising or presentation of a claim against another State or the
commencement of proceedings before an international
court or tribunal. A State does not invoke the responsibility of another State merely because it criticizes that State
for a breach and calls for observance of the obligation,
or even reserves its rights or protests. For the purpose of
these articles, protest as such is not an invocation of responsibility; it has a variety of forms and purposes and is
not limited to cases involving State responsibility. There
is in general no requirement that a State which wishes to
protest against a breach of international law by another
State or remind it of its international responsibilities in
respect of a treaty or other obligation by which they are
both bound should establish any specific title or interest to
do so. Such informal diplomatic contacts do not amount
to the invocation of responsibility unless and until they
involve specific claims by the State concerned, such as for
compensation for a breach affecting it, or specific action
such as the filing of an application before a competent international tribunal,666 or even the taking of countermeasures. In order to take such steps, i.e. to invoke responsibility in the sense of the articles, some more specific
entitlement is needed. In particular, for a State to invoke
responsibility on its own account it should have a specific
right to do so, e.g. a right of action specifically conferred
666 An analogous distinction is drawn by article 27, paragraph 2,
of the Convention on the Settlement of Investment Disputes between
States and Nationals of other States, which distinguishes between the
bringing of an international claim in the field of diplomatic protection
and “informal diplomatic exchanges for the sole purpose of facilitating
a settlement of the dispute”.
117
by a treaty,667 or it must be considered an injured State.
The purpose of article 42 is to define this latter category.
(3) A State which is injured in the sense of article 42 is
entitled to resort to all means of redress contemplated in
the articles. It can invoke the appropriate responsibility
pursuant to Part Two. It may also—as is clear from the
opening phrase of article 49—resort to countermeasures
in accordance with the rules laid down in chapter II of
this Part. The situation of an injured State should be distinguished from that of any other State which may be entitled to invoke responsibility, e.g. under article 48 which
deals with the entitlement to invoke responsibility in some
shared general interest. This distinction is clarified by the
opening phrase of article 42, “A State is entitled as an
injured State to invoke the responsibility”.
(4) The definition in article 42 is closely modelled on
article 60 of the 1969 Vienna Convention, although the
scope and purpose of the two provisions are different. Article 42 is concerned with any breach of an international
obligation of whatever character, whereas article 60 is
concerned with breach of treaties. Moreover, article 60 is
concerned exclusively with the right of a State party to a
treaty to invoke a material breach of that treaty by another
party as grounds for its suspension or termination. It is not
concerned with the question of responsibility for breach
of the treaty.668 This is why article 60 is restricted to “material” breaches of treaties. Only a material breach justifies termination or suspension of the treaty, whereas in the
context of State responsibility any breach of a treaty gives
rise to responsibility irrespective of its gravity. Despite
these differences, the analogy with article 60 is justified.
Article 60 seeks to identify the States parties to a treaty
which are entitled to respond individually and in their own
right to a material breach by terminating or suspending it.
In the case of a bilateral treaty, the right can only be that of
the other State party, but in the case of a multilateral treaty
article 60, paragraph 2, does not allow every other State
to terminate or suspend the treaty for material breach. The
other State must be specially affected by the breach, or at
least individually affected in that the breach necessarily
undermines or destroys the basis for its own further performance of the treaty.
(5) In parallel with the cases envisaged in article 60 of
the 1969 Vienna Convention, three cases are identified in
article 42. In the first case, in order to invoke the responsibility of another State as an injured State, a State must have
an individual right to the performance of an obligation, in
the way that a State party to a bilateral treaty has vis-à-vis
the other State party (subparagraph (a)). Secondly, a State
may be specially affected by the breach of an obligation
to which it is a party, even though it cannot be said that
the obligation is owed to it individually (subparagraph (b)
(i)). Thirdly, it may be the case that performance of the
obligation by the responsible State is a necessary condition of its performance by all the other States (subparagraph (b) (ii)); this is the so-called “integral” or “inter667 In relation to article 42, such a treaty right could be considered a
lex specialis: see article 55 and commentary.
668 Cf. the 1969 Vienna Convention, art. 73.
Sélectionner le paragraphe cible3
Se connecter à un paragraphe
Connect to an entity
Disable highlights
Ajouter à la table des matières