State responsibility
He claimed that he had not had a fair hearing, contrary
to article 6, paragraph 1, of the European Convention on
Human Rights. The Court noted that:
The Contracting States enjoy a wide discretion as regards the choice of
the means calculated to ensure that their legal systems are in compliance with the requirements of article 6 § 1 in this field. The Court’s task
is not to indicate those means to the States, but to determine whether
the result called for by the Convention has been achieved ... For this to
be so, the resources available under domestic law must be shown to be
effective and a person “charged with a criminal offence” ... must not be
left with the burden of proving that he was not seeking to evade justice
or that his absence was due to force majeure.210
The Court thus considered that article 6, paragraph 1,
imposed an obligation of result.211 But, in order to decide whether there had been a breach of the Convention
in the circumstances of the case, it did not simply compare the result required (the opportunity for a trial in the
accused’s presence) with the result practically achieved
(the lack of that opportunity in the particular case). Rather,
it examined what more Italy could have done to make the
applicant’s right “effective”.212 The distinction between
obligations of conduct and result was not determinative
of the actual decision that there had been a breach of article 6, paragraph 1.213
(12) The question often arises whether an obligation is
breached by the enactment of legislation by a State, in
cases where the content of the legislation prima facie conflicts with what is required by the international obligation,
or whether the legislation has to be implemented in the
given case before the breach can be said to have occurred.
Again, no general rule can be laid down that is applicable
to all cases.214 Certain obligations may be breached by the
mere passage of incompatible legislation.215 Where this
is so, the passage of the legislation without more entails
the international responsibility of the enacting State, the
210
Colozza v. Italy, Eur. Court H.R., Series A, No. 89 (1985),
pp. 15–16, para. 30, citing De Cubber v. Belgium, ibid., No. 86 (1984),
p. 20, para. 35.
211 Cf. Plattform “Ärzte für das Leben” v. Austria, in which the
Court gave the following interpretation of article 11:
“While it is the duty of Contracting States to take reasonable and
appropriate measures to enable lawful demonstrations to proceed
peacefully, they cannot guarantee this absolutely and they have a
wide discretion in the choice of the means to be used … In this area
the obligation they enter into under article 11 of the Convention
is an obligation as to measures to be taken and not as to results to
be achieved” (Eur. Court H.R., Series A, No. 139, p. 12, para. 34
(1988)).
In the Colozza case (see footnote 210 above), the Court used similar
language but concluded that the obligation was an obligation of result.
Cf. C. Tomuschat, “What is a ‘breach’ of the European Convention on
Human Rights?”, The Dynamics of the Protection of Human Rights
in Europe: Essays in Honour of Henry G. Schermers, Lawson and
de Blois, eds. (Dordrecht, Martinus Nijhoff, 1994), vol. 3, p. 315, at
p. 328.
212 Colozza case (see footnote 210 above), para. 28.
213 See also The Islamic Republic of Iran v. The United States of
America, cases A15 (IV) and A24, Iran-U.S. C.T.R., vol. 32, p. 115
(1996).
214 Cf. Applicability of the Obligation to Arbitrate under Section 21
of the United Nations Headquarters Agreement of 26 June 1947 (footnote 83 above), p. 30, para. 42.
215 A uniform law treaty will generally be construed as requiring immediate implementation, i.e. as embodying an obligation to make the
provisions of the uniform law a part of the law of each State party:
see, e.g., B. Conforti, “Obblighi di mezzi e obblighi di risultato nelle
convenzioni di diritto uniforme”, Rivista di diritto internazionale
privato e processuale, vol. 24 (1988), p. 233.
57
legislature itself being an organ of the State for the purposes of the attribution of responsibility.216 In other circumstances, the enactment of legislation may not in and
of itself amount to a breach,217 especially if it is open to
the State concerned to give effect to the legislation in a
way which would not violate the international obligation
in question. In such cases, whether there is a breach will
depend on whether and how the legislation is given effect.218
Article 13. International obligation in force for a State
An act of a State does not constitute a breach of an
international obligation unless the State is bound by
the obligation in question at the time the act occurs.
Commentary
(1) Article 13 states the basic principle that, for responsibility to exist, the breach must occur at a time when the
State is bound by the obligation. This is but the application
in the field of State responsibility of the general principle
of intertemporal law, as stated by Judge Huber in another
context in the Island of Palmas case:
[A] juridical fact must be appreciated in the light of the law contemporary with it, and not of the law in force at the time when a dispute in
regard to it arises or falls to be settled.219
Article 13 provides an important guarantee for States in
terms of claims of responsibility. Its formulation (“does
not constitute … unless …”) is in keeping with the idea of
a guarantee against the retrospective application of international law in matters of State responsibility.
(2) International tribunals have applied the principle
stated in article 13 in many cases. An instructive example
is provided by the decision of Umpire Bates of the United
States-Great Britain Mixed Commission concerning the
216 See article 4 and commentary. For illustrations, see, e.g., the
findings of the European Court of Human Rights in Norris v. Ireland,
Eur. Court H.R., Series A, No. 142, para. 31 (1988), citing Klass and
Others v. Germany, ibid., No. 28, para. 33 (1978); Marckx v. Belgium, ibid., No. 31, para. 27 (1979); Johnston and Others v. Ireland,
ibid., No. 112, para. 42 (1986); Dudgeon v. the United Kingdom, ibid.,
No. 45, para. 41 (1981); and Modinos v. Cyprus, ibid., No. 259, para.
24 (1993). See also International responsibility for the promulgation
and enforcement of laws in violation of the Convention (arts. 1 and 2
American Convention on Human Rights), Advisory Opinion OC–14/94,
Inter-American Court of Human Rights, Series A, No. 14 (1994).
The Inter-American Court also considered it possible to determine
whether draft legislation was compatible with the provisions of human
rights treaties: Restrictions to the Death Penalty (arts. 4(2) and 4(4)
American Convention on Human Rights), Advisory Opinion OC–3/83,
Series A, No. 3 (1983).
217 As ICJ held in LaGrand, Judgment (see footnote 119 above),
p. 497, paras. 90–91.
218 See, e.g., WTO, Report of the Panel (footnote 73 above),
paras. 7.34–7.57.
219 Island of Palmas (Netherlands/United States of America),
UNRIAA, vol. II (Sales No. 1949.V.1), p. 829, at p. 845 (1928).
Generally on intertemporal law, see resolution I adopted in 1975 by
the Institute of International Law at its Wiesbaden session, Annuaire
de l’Institut de droit international, vol. 56 (1975), pp. 536–540; for
the debate, ibid., pp. 339–374; for M. Sørensen’s reports, ibid., vol. 55
(1973), pp. 1–116. See further W. Karl, “The time factor in the law of
State responsibility”, Spinedi and Simma, eds., op. cit. (footnote 175
above), p. 95.