State responsibility
is one of the elements that go to assessing whether an action is in conformity with the principles of necessity and proportionality.333
A State acting in self-defence is “totally restrained” by an
international obligation if that obligation is expressed or
intended to apply as a definitive constraint even to States
in armed conflict.334
(5) The essential effect of article 21 is to preclude the
wrongfulness of conduct of a State acting in self-defence
vis-à-vis an attacking State. But there may be effects visà-vis third States in certain circumstances. In its advisory
opinion on the Legality of the Threat or Use of Nuclear
Weapons, the Court observed that:
[A]s in the case of the principles of humanitarian law applicable in
armed conflict, international law leaves no doubt that the principle of
neutrality, whatever its content, which is of a fundamental character
similar to that of the humanitarian principles and rules, is applicable
(subject to the relevant provisions of the United Nations Charter), to
all international armed conflict, whatever type of weapons might be
used.335
The law of neutrality distinguishes between conduct as
against a belligerent and conduct as against a neutral. But
neutral States are not unaffected by the existence of a state
of war. Article 21 leaves open all issues of the effect of
action in self-defence vis-à-vis third States.
(6) Thus, article 21 reflects the generally accepted position that self-defence precludes the wrongfulness of the
conduct taken within the limits laid down by international
law. The reference is to action “taken in conformity with
the Charter of the United Nations”. In addition, the term
“lawful” implies that the action taken respects those obligations of total restraint applicable in international armed
conflict, as well as compliance with the requirements of
proportionality and of necessity inherent in the notion of
self-defence. Article 21 simply reflects the basic principle for the purposes of chapter V, leaving questions of the
extent and application of self-defence to the applicable
primary rules referred to in the Charter.
Article 22. Countermeasures in respect of
an internationally wrongful act
The wrongfulness of an act of a State not in conformity with an international obligation towards another State is precluded if and to the extent that the act
constitutes a countermeasure taken against the latter
State in accordance with chapter II of Part Three.
Commentary
(1) In certain circumstances, the commission by one
State of an internationally wrongful act may justify another State injured by that act in taking non-forcible countermeasures in order to procure its cessation and to achieve
reparation for the injury. Article 22 deals with this situation from the perspective of circumstances precluding
333
Ibid., p. 242, para. 30.
See, e.g., the Convention on the Prohibition of Military or any
Other Hostile Use of Environmental Modification Techniques.
335 I.C.J. Reports 1996 (see footnote 54 above), p. 261, para. 89.
334
75
wrongfulness. Chapter II of Part Three regulates countermeasures in further detail.
(2) Judicial decisions, State practice and doctrine confirm the proposition that countermeasures meeting certain
substantive and procedural conditions may be legitimate.
In the Gabčíkovo-Nagymaros Project case, ICJ clearly
accepted that countermeasures might justify otherwise
unlawful conduct “taken in response to a previous international wrongful act of another State and … directed
against that State”,336 provided certain conditions are met.
Similar recognition of the legitimacy of measures of this
kind in certain cases can be found in arbitral decisions, in
particular the “Naulilaa”,337 “Cysne”,338 and Air Service
Agreement339 awards.
(3) In the literature concerning countermeasures, reference is sometimes made to the application of a “sanction”, or to a “reaction” to a prior internationally wrongful act; historically the more usual terminology was that
of “legitimate reprisals” or, more generally, measures of
“self-protection” or “self‑help”. The term “sanctions” has
been used for measures taken in accordance with the constituent instrument of some international organization, in
particular under Chapter VII of the Charter of the United
Nations—despite the fact that the Charter uses the term
“measures”, not “sanctions”. The term “reprisals” is now
no longer widely used in the present context, because of
its association with the law of belligerent reprisals involving the use of force. At least since the Air Service Agreement arbitration,340 the term “countermeasures” has been
preferred, and it has been adopted for the purposes of the
present articles.
(4) Where countermeasures are taken in accordance
with article 22, the underlying obligation is not suspended, still less terminated; the wrongfulness of the conduct
in question is precluded for the time being by reason of its
character as a countermeasure, but only provided that and
for so long as the necessary conditions for taking countermeasures are satisfied. These conditions are set out
in Part Three, chapter II, to which article 22 refers. As a
response to internationally wrongful conduct of another
State, countermeasures may be justified only in relation to
that State. This is emphasized by the phrases “if and to the
extent” and “countermeasures taken against” the responsible State. An act directed against a third State would not
fit this definition and could not be justified as a countermeasure. On the other hand, indirect or consequential
effects of countermeasures on third parties, which do not
involve an independent breach of any obligation to those
third parties, will not take a countermeasure outside the
scope of article 22.
(5) Countermeasures may only preclude wrongfulness
in the relations between an injured State and the State
which has committed the internationally wrongful act.
336 Gabčíkovo-Nagymaros Project (see footnote 27 above), p. 55,
para. 83.
337 Portuguese Colonies case (Naulilaa incident), UNRIAA,
vol. II (Sales No. 1949.V.1), p. 1011, at pp. 1025–1026 (1928).
338 Ibid., p. 1035, at p. 1052 (1930).
339 Air Service Agreement (see footnote 28 above).
340 Ibid., especially pp. 443–446, paras. 80–98.