State responsibility
ness. It has been invoked by States and has been dealt with
by a number of international tribunals. In these cases the
plea of necessity has been accepted in principle, or at least
not rejected.
(4) In an Anglo-Portuguese dispute of 1832, the Portuguese Government argued that the pressing necessity
of providing for the subsistence of certain contingents
of troops engaged in quelling internal disturbances had
justified its appropriation of property owned by British
subjects, notwithstanding a treaty stipulation. The British
Government was advised that:
the Treaties between this Country and Portugal are [not] of so stubborn
and unbending a nature, as to be incapable of modification under any
circumstances whatever, or that their stipulations ought to be so strictly
adhered to, as to deprive the Government of Portugal of the right of using those means, which may be absolutely and indispensably necessary
to the safety, and even to the very existence of the State.
The extent of the necessity, which will justify such an appropriation of
the Property of British Subjects, must depend upon the circumstances
of the particular case, but it must be imminent and urgent.374
(5) The “Caroline” incident of 1837, though frequently
referred to as an instance of self-defence, really involved
the plea of necessity at a time when the law concerning
the use of force had a quite different basis than it has at
present. In that case, British armed forces entered United
States territory and attacked and destroyed a vessel owned
by United States citizens which was carrying recruits
and military and other material to Canadian insurgents.
In response to the protests by the United States, the British
Minister in Washington, Fox, referred to the “necessity of
self-defence and self-preservation”; the same point was
made by counsel consulted by the British Government,
who stated that “the conduct of the British Authorities”
was justified because it was “absolutely necessary as a
measure of precaution”.375 Secretary of State Webster
replied to Minister Fox that “nothing less than a clear
and absolute necessity can afford ground of justification” for the commission “of hostile acts within the territory of a Power at Peace”, and observed that the British
Government must prove that the action of its forces had
really been caused by “a necessity of self-defence, instant, overwhelming, leaving no choice of means, and no
moment for deliberation”.376 In his message to Congress
of 7 December 1841, President Tyler reiterated that:
This Government can never concede to any foreign Government the
power, except in a case of the most urgent and extreme necessity, of
invading its territory, either to arrest the persons or destroy the property
of those who may have violated the municipal laws of such foreign
Government.”377
The incident was not closed until 1842, with an exchange
of letters in which the two Governments agreed that “a
strong overpowering necessity may arise when this great
principle may and must be suspended”. “It must be so”,
374 Lord McNair, ed., International Law Opinions (Cambridge University Press, 1956), vol. II, Peace, p. 232.
375 See respectively W. R. Manning, ed., Diplomatic Correspondence of the United States: Canadian Relations 1784–1860 (Washington, D.C., Carnegie Endowment for International Peace, 1943),
vol. III, p. 422; and Lord McNair, ed., International Law Opinions
(footnote 374 above), p. 221, at p. 228.
376 British and Foreign State Papers, 1840–1841 (London, Ridgway,
1857), vol. 29, p. 1129.
377 Ibid., 1841–1842, vol. 30, p. 194.
81
added Lord Ashburton, the British Government’s ad hoc
envoy to Washington, “for the shortest possible period
during the continuance of an admitted overruling necessity, and strictly confined within the narrowest limits imposed by that necessity”.378
(6) In the Russian Fur Seals controversy of 1893, the
“essential interest” to be safeguarded against a “grave and
imminent peril” was the natural environment in an area
not subject to the jurisdiction of any State or to any international regulation. Facing the danger of extermination of
a fur seal population by unrestricted hunting, the Russian
Government issued a decree prohibiting sealing in an area
of the high seas. In a letter to the British Ambassador dated
12 February (24 February) 1893, the Russian Minister for
Foreign Affairs explained that the action had been taken
because of the “absolute necessity of immediate provisional measures” in view of the imminence of the hunting
season. He “emphasize[d] the essentially precautionary
character of the above-mentioned measures, which were
taken under the pressure of exceptional circumstances”379
and declared his willingness to conclude an agreement
with the British Government with a view to a longer-term
settlement of the question of sealing in the area.
(7) In the Russian Indemnity case, the Government of
the Ottoman Empire, to justify its delay in paying its debt
to the Russian Government, invoked among other reasons
the fact that it had been in an extremely difficult financial situation, which it described as “force majeure” but
which was more like a state of necessity. The arbitral tribunal accepted the plea in principle:
The exception of force majeure, invoked in the first place, is arguable in
international public law, as well as in private law; international law must
adapt itself to political exigencies. The Imperial Russian Government
expressly admits ... that the obligation for a State to execute treaties
may be weakened “if the very existence of the State is endangered, if
observation of the international duty is ... self-destructive”.380
It considered, however, that:
It would be a manifest exaggeration to admit that the payment (or the
contracting of a loan for the payment) of the relatively small sum of
6 million francs due to the Russian claimants would have imperilled
the existence of the Ottoman Empire or seriously endangered its internal or external situation.381
In its view, compliance with an international obligation
must be “self-destructive” for the wrongfulness of the
conduct not in conformity with the obligation to be precluded.382
378
Ibid., p. 195. See Secretary of State Webster’s reply on page 201.
Ibid., 1893–1894 (London, HM Stationery Office, 1899), vol. 86,
p. 220; and the study prepared by the Secretariat (see footnote 345
above), para. 155.
380 See footnote 354 above; see also the study prepared by the Secretariat (footnote 345 above), para. 394.
381 Ibid.
382 A case in which the parties to the dispute agreed that very
serious financial difficulties could justify a different mode of
discharging the obligation other than that originally provided for arose in
connection with the enforcement of the arbitral award in Forests of
Central Rhodopia, UNRIAA, vol. III (Sales No. 1949.V.2), p. 1405
(1933); see League of Nations, Official Journal, 15th Year, No. 11
(part I) (November 1934), p. 1432.
379