State responsibility
tween the organization of the movement and the organization of the State to which it has given rise. Effectively the
same entity which previously had the characteristics of an
insurrectional or other movement has become the Government of the State it was struggling to establish. The predecessor State will not be responsible for those acts. The
only possibility is that the new State be required to assume
responsibility for conduct committed with a view to its
own establishment, and this represents the accepted rule.
(7) Paragraph 1 of article 10 covers the scenario in
which the insurrectional movement, having triumphed,
has substituted its structures for those of the previous
Government of the State in question. The phrase “which
becomes the new Government” is used to describe this
consequence. However, the rule in paragraph 1 should not
be pressed too far in the case of governments of national
reconciliation, formed following an agreement between
the existing authorities and the leaders of an insurrectional movement. The State should not be made responsible
for the conduct of a violent opposition movement merely
because, in the interests of an overall peace settlement,
elements of the opposition are drawn into a reconstructed
government. Thus, the criterion of application of paragraph 1 is that of a real and substantial continuity between
the former insurrectional movement and the new Government it has succeeded in forming.
(8) Paragraph 2 of article 10 addresses the second scenario, where the structures of the insurrectional or other
revolutionary movement become those of a new State,
constituted by secession or decolonization in part of the
territory which was previously subject to the sovereignty
or administration of the predecessor State. The expression
“or in a territory under its administration” is included in
order to take account of the differing legal status of different dependent territories.
(9) A comprehensive definition of the types of groups
encompassed by the term “insurrectional movement” as
used in article 10 is made difficult by the wide variety
of forms which insurrectional movements may take in
practice, according to whether there is relatively limited
internal unrest, a genuine civil war situation, an anti-colonial struggle, the action of a national liberation front,
revolutionary or counter-revolutionary movements and
so on. Insurrectional movements may be based in the territory of the State against which the movement’s actions
are directed, or on the territory of a third State. Despite
this diversity, the threshold for the application of the laws
of armed conflict contained in the Protocol Additional to
the Geneva Conventions of 12 August 1949, and relating
to the protection of victims of non-international armed
conflicts (Protocol II) may be taken as a guide. Article
1, paragraph 1, refers to “dissident armed forces or other
organized armed groups which, under responsible command, exercise such control over a part of [the relevant
State’s] territory as to enable them to carry out sustained
and concerted military operations and to implement this
Protocol”, and it contrasts such groups with “situations of
internal disturbances and tensions, such as riots, isolated
and sporadic acts of violence and other acts of a similar nature” (art. 1, para. 2). This definition of “dissident
armed forces” reflects, in the context of the Protocols, the
essential idea of an “insurrectional movement”.
51
(10) As compared with paragraph 1, the scope of the
attribution rule articulated by paragraph 2 is broadened to
include “insurrectional or other” movements. This terminology reflects the existence of a greater variety of movements whose actions may result in the formation of a new
State. The words do not, however, extend to encompass
the actions of a group of citizens advocating separation or
revolution where these are carried out within the framework of the predecessor State. Nor does it cover the situation where an insurrectional movement within a territory
succeeds in its agitation for union with another State. This
is essentially a case of succession, and outside the scope
of the articles, whereas article 10 focuses on the continuity of the movement concerned and the eventual new
Government or State, as the case may be.
(11) No distinction should be made for the purposes of
article 10 between different categories of movements on
the basis of any international “legitimacy” or of any illegality in respect of their establishment as a Government,
despite the potential importance of such distinctions in
other contexts.175 From the standpoint of the formulation
of rules of law governing State responsibility, it is unnecessary and undesirable to exonerate a new Government
or a new State from responsibility for the conduct of its
personnel by reference to considerations of legitimacy or
illegitimacy of its origin.176 Rather, the focus must be on
the particular conduct in question, and on its lawfulness or
otherwise under the applicable rules of international law.
(12) Arbitral decisions, together with State practice and
the literature, indicate a general acceptance of the two
positive attribution rules in article 10. The international
arbitral decisions, e.g. those of the mixed commissions
established in respect of Venezuela (1903) and Mexico
(1920–1930), support the attribution of conduct by insurgents where the movement is successful in achieving its
revolutionary aims. For example, in the Bolívar Railway
Company claim, the principle is stated in the following
terms:
The nation is responsible for the obligations of a successful revolution
from its beginning, because in theory, it represented ab initio a changing
national will, crystallizing in the finally successful result.177
The French-Venezuelan Mixed Claims Commission in
its decision concerning the French Company of Venezuelan Railroads case emphasized that the State cannot be
held responsible for the acts of revolutionaries “unless the
revolution was successful”, since such acts then involve
the responsibility of the State “under the well-recognized
rules of public law”.178 In the Pinson case, the FrenchMexican Claims Commission ruled that:
175 See H. Atlam, “National liberation movements and international
responsibility”, United Nations Codification of State Responsibility,
B. Simma and M. Spinedi, eds. (New York, Oceana, 1987), p. 35.
176 As ICJ said, “[p]hysical control of a territory, and not sovereignty
or legitimacy of title, is the basis of State liability for acts affecting
other States”, Legal Consequences for States of the Continued
Presence of South Africa in Namibia (South West Africa) notwithstanding Security Council Resolution 276 (1970), Advisory Opinion
I.C.J. Reports 1971, p. 16, at p. 54, para. 118.
177 UNRIAA, vol. IX (Sales No. 59.V.5), p. 445, at p. 453 (1903).
See also Puerto Cabello and Valencia Railway Company, ibid., p. 510,
at p. 513 (1903).
178 Ibid., vol. X (Sales No. 60.V.4), p. 285, at p. 354 (1902). See also
the Dix case, ibid., vol. IX (Sales No. 59.V.5), p. 119 (1902).