136
Report of the International Law Commission on the work of its fifty-third session
(2) Overall, article 52 seeks to establish reasonable procedural conditions for the taking of countermeasures in a
context where compulsory third party settlement of disputes may not be available, immediately or at all.784 At the
same time, it needs to take into account the possibility that
there may be an international court or tribunal with authority to make decisions binding on the parties in relation
to the dispute. Countermeasures are a form of self-help,
which responds to the position of the injured State in an
international system in which the impartial settlement of
disputes through due process of law is not yet guaranteed.
Where a third party procedure exists and has been invoked
by either party to the dispute, the requirements of that procedure, e.g. as to interim measures of protection, should
substitute as far as possible for countermeasures. On the
other hand, even where an international court or tribunal
has jurisdiction over a dispute and authority to indicate
interim measures of protection, it may be that the responsible State is not cooperating in that process. In such cases
the remedy of countermeasures necessarily revives.
(3) The system of article 52 builds upon the observations of the tribunal in the Air Service Agreement arbitration.785 The first requirement, set out in paragraph 1
(a), is that the injured State must call on the responsible
State to fulfil its obligations of cessation and reparation
before any resort to countermeasures. This requirement
(sometimes referred to as “sommation”) was stressed both
by the tribunal in the Air Service Agreement arbitration786
and by ICJ in the Gabčíkovo-Nagymaros Project case.787
It also appears to reflect a general practice.788
(4) The principle underlying the notification requirement is that, considering the exceptional nature and potentially serious consequences of countermeasures, they
should not be taken before the other State is given notice
of a claim and some opportunity to present a response. In
practice, however, there are usually quite extensive and
detailed negotiations over a dispute before the point is
reached where some countermeasures are contemplated.
In such cases the injured State will already have notified
the responsible State of its claim in accordance with article 43, and it will not have to do it again in order to comply with paragraph 1 (a).
(5) Paragraph 1 (b) requires that the injured State which
decides to take countermeasures should notify the responsible State of that decision to take countermeasures
and offer to negotiate with that State. Countermeasures
can have serious consequences for the target State, which
should have the opportunity to reconsider its position
faced with the proposed countermeasures. The temporal
relationship between the operation of subparagraphs (a)
784 See above, paragraph (7) of the commentary to the present
chapter.
785 Air Service Agreement (see footnote 28 above), pp. 445–446,
paras. 91 and 94–96.
786 Ibid., p. 444, paras. 85–87.
787 Gabčíkovo-Nagymaros Project (see footnote 27 above), p. 56,
para. 84.
788 A. Gianelli, Adempimenti preventivi all’adozione di contromisure
internazionali (Milan, Giuffrè, 1997).
and (b) of paragraph 1 is not strict. Notifications could be
made close to each other or even at the same time.
(6) Under paragraph 2, however, the injured State may
take “such urgent countermeasures as are necessary to
preserve its rights” even before any notification of the
intention to do so. Under modern conditions of communications, a State which is responsible for an internationally wrongful act and which refuses to cease that act or
provide any redress therefore may also seek to immunize
itself from countermeasures, for example by withdrawing
assets from banks in the injured State. Such steps can be
taken within a very short time, so that the notification required by paragraph 1 (b) might frustrate its own purpose.
Hence, paragraph 2 allows for urgent countermeasures
which are necessary to preserve the rights of the injured
State: this phrase includes both its rights in the subject
matter of the dispute and its right to take countermeasures. Temporary stay orders, the temporary freezing of assets and similar measures could fall within paragraph 2,
depending on the circumstances.
(7) Paragraph 3 deals with the case in which the wrongful act has ceased and the dispute is submitted to a court
or tribunal which has the authority to decide it with binding effect for the parties. In such a case, and for so long
as the dispute settlement procedure is being implemented
in good faith, unilateral action by way of countermeasures is not justified. Once the conditions in paragraph 3
are met, the injured State may not take countermeasures;
if already taken, they must be suspended “without undue
delay”. The phrase “without undue delay” allows a limited tolerance for the arrangements required to suspend
the measures in question.
(8) A dispute is not “pending before a court or tribunal”
for the purposes of paragraph 3 (b) unless the court or
tribunal exists and is in a position to deal with the case.
For these purposes a dispute is not pending before an ad
hoc tribunal established pursuant to a treaty until the tribunal is actually constituted, a process which will take
some time even if both parties are cooperating in the appointment of the members of the tribunal.789 Paragraph
3 is based on the assumption that the court or tribunal to
which it refers has jurisdiction over the dispute and also
the power to order provisional measures. Such power is
a normal feature of the rules of international courts and
tribunals.790 The rationale behind paragraph 3 is that once
the parties submit their dispute to such a court or tribunal
for resolution, the injured State may request it to order
provisional measures to protect its rights. Such a request,
provided the court or tribunal is available to hear it, will
perform a function essentially equivalent to that of countermeasures. Provided the order is complied with it will
789 Hence, paragraph 5 of article 290 of the United Nations Convention on the Law of the Sea provides for ITLOS to deal with provisional
measures requests “[p]ending the constitution of an arbitral tribunal to
which the dispute is being submitted”.
790 The binding effect of provisional measures orders under Part XI
of the United Nations Convention on the Law of the Sea is assured
by paragraph 6 of article 290. For the binding effect of provisional
measures orders under Article 41 of the Statute of ICJ, see the decision in LaGrand, Judgment (footnote 119 above), pp. 501–504,
paras. 99–104.
Select target paragraph3
Connect to a paragraph
Connect to an entity
Disable highlights
Add to table of contents