State responsibility
of factual causality. As a normative operation, attribution
must be clearly distinguished from the characterization
of conduct as internationally wrongful. Its concern is to
establish that there is an act of the State for the purposes
of responsibility. To show that conduct is attributable to
the State says nothing, as such, about the legality or otherwise of that conduct, and rules of attribution should not
be formulated in terms which imply otherwise. But the
different rules of attribution stated in chapter II have a
cumulative effect, such that a State may be responsible
for the effects of the conduct of private parties, if it failed
to take necessary measures to prevent those effects. For
example, a receiving State is not responsible, as such, for
the acts of private individuals in seizing an embassy, but
it will be responsible if it fails to take all necessary steps
to protect the embassy from seizure, or to regain control
over it.95 In this respect there is often a close link between
the basis of attribution and the particular obligation said
to have been breached, even though the two elements are
analytically distinct.
(5) The question of attribution of conduct to the State for
the purposes of responsibility is to be distinguished from
other international law processes by which particular organs are authorized to enter into commitments on behalf
of the State. Thus the Head of State or Government or the
minister of foreign affairs is regarded as having authority
to represent the State without any need to produce full
powers.96 Such rules have nothing to do with attribution
for the purposes of State responsibility. In principle, the
State’s responsibility is engaged by conduct incompatible
with its international obligations, irrespective of the level
of administration or government at which the conduct occurs.97 Thus, the rules concerning attribution set out in
this chapter are formulated for this particular purpose,
and not for other purposes for which it may be necessary
to define the State or its Government.
(6) In determining what constitutes an organ of a State
for the purposes of responsibility, the internal law and
practice of each State are of prime importance. The structure of the State and the functions of its organs are not,
in general, governed by international law. It is a matter
for each State to decide how its administration is to be
structured and which functions are to be assumed by government. But while the State remains free to determine its
internal structure and functions through its own law and
practice, international law has a distinct role. For example, the conduct of certain institutions performing public
functions and exercising public powers (e.g. the police) is
attributed to the State even if those institutions are regarded in internal law as autonomous and independent of the
executive government.98 Conduct engaged in by organs
of the State in excess of their competence may also be
95 See United States Diplomatic and Consular Staff in Tehran
(footnote 59 above).
96 See articles 7, 8, 46 and 47 of the 1969 Vienna Convention.
97 The point was emphasized, in the context of federal States, in
LaGrand (see footnote 91 above). It is not of course limited to federal
States. See further article 5 and commentary.
98 See paragraph (11) of the commentary to article 4; see also article 5 and commentary.
39
attributed to the State under international law, whatever
the position may be under internal law.99
(7) The purpose of this chapter is to specify the conditions under which conduct is attributed to the State as a
subject of international law for the purposes of determining its international responsibility. Conduct is thereby attributed to the State as a subject of international law and
not as a subject of internal law. In internal law, it is common for the “State” to be subdivided into a series of distinct legal entities. For example, ministries, departments,
component units of all kinds, State commissions or corporations may have separate legal personality under internal
law, with separate accounts and separate liabilities. But
international law does not permit a State to escape its international responsibilities by a mere process of internal
subdivision. The State as a subject of international law is
held responsible for the conduct of all the organs, instrumentalities and officials which form part of its organization and act in that capacity, whether or not they have
separate legal personality under its internal law.
(8) Chapter II consists of eight articles. Article 4 states
the basic rule attributing to the State the conduct of its
organs. Article 5 deals with conduct of entities empowered to exercise the governmental authority of a State, and
article 6 deals with the special case where an organ of
one State is placed at the disposal of another State and
empowered to exercise the governmental authority of that
State. Article 7 makes it clear that the conduct of organs
or entities empowered to exercise governmental authority is attributable to the State even if it was carried out
outside the authority of the organ or person concerned or
contrary to instructions. Articles 8 to 11 then deal with
certain additional cases where conduct, not that of a State
organ or entity, is nonetheless attributed to the State in
international law. Article 8 deals with conduct carried out
on the instructions of a State organ or under its direction
or control. Article 9 deals with certain conduct involving
elements of governmental authority, carried out in the absence of the official authorities. Article 10 concerns the
special case of responsibility in defined circumstances for
the conduct of insurrectional movements. Article 11 deals
with conduct not attributable to the State under one of the
earlier articles which is nonetheless adopted by the State,
expressly or by conduct, as its own.
(9) These rules are cumulative but they are also limitative. In the absence of a specific undertaking or guarantee
(which would be a lex specialis100), a State is not responsible for the conduct of persons or entities in circumstances not covered by this chapter. As the Iran-United States
Claims Tribunal has affirmed, “in order to attribute an act
to the State, it is necessary to identify with reasonable
certainty the actors and their association with the State”.101
This follows already from the provisions of article 2.
99
See article 7 and commentary.
See article 55 and commentary.
101 Kenneth P. Yeager v. The Islamic Republic of Iran, Iran-U.S.
C.T.R., vol. 17 , p. 92, at pp. 101–102 (1987).
100