3.
(ii)
The information referred to in paragraph 2(i) includes but is not
limited to information and documents relating to market trading
clearing and the identity, trading activity and positions of its
members and customers;
(iii)
Requests for information in terms of paragraph 2 shall be in
writing and delivered to the registered address of the Member
Exchange from which such information is requested;
(iv)
Any change in the registered address of a Member Exchange
shall be promptly notified to all Member Exchanges;
(v)
A request for information must include the purpose of the
request, and specify the information sought. Member Exchanges
must co-operate and communicate with one another so that all
requests for information and all information provided in response
to such requests are clearly understood;
(vi)
If a Member Exchange believes that a request falls outside the
scope of this Annex 10, or has reason to query the information
requested, it shall provide in writing reasons for its belief or query
to the requesting Member Exchange. The Member Exchanges
shall endeavour to resolve in good faith, any disagreement
between them regarding any request for information or any
response to such request;
(vii)
A Member Exchange shall use its best efforts to procure the
information requested and shall transmit such information to the
requesting Member Exchange as expeditiously as possible;
Training
(i)
Secondments of staff shall be encouraged among the Member
Exchanges. The duration of the secondments, the programme
and a clear identification of areas to be covered will be agreed by
the Member Exchanges concerned;
(ii) Areas of training shall include, listing requirements, surveillance
methodology, management and market information systems, data
analysis and dissemination mechanisms;
(iii) Co-operation in areas of market research, development and
organisational structure shall be enhanced and regularised.
4.
Development of Securities Exchange Professionals
Member Exchanges shall provide one another with information on the
Stock Exchange Examinations Syllabus and assist one another in
setting up standard courses for market professionals.
5.
Surveillance and Self-Regulation
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