58
Report of the International Law Commission on the work of its fifty-third session
conduct of British authorities who had seized United States
vessels engaged in the slave trade and freed slaves belonging to United States nationals. The incidents referred to
the Commission had taken place at different times and the
umpire had to determine whether, at the time each incident took place, slavery was “contrary to the law of nations”. Earlier incidents, dating back to a time when the
slave trade was considered lawful, amounted to a breach
on the part of the British authorities of the international
obligation to respect and protect the property of foreign
nationals.220 The later incidents occurred when the slave
trade had been “prohibited by all civilized nations” and
did not involve the responsibility of Great Britain.221
(3) Similar principles were applied by Arbitrator Asser in deciding whether the seizure and confiscation by
Russian authorities of United States vessels engaged in
seal hunting outside Russia’s territorial waters should be
considered internationally wrongful. In his award in the
“James Hamilton Lewis” case, he observed that the question had to be settled “according to the general principles
of the law of nations and the spirit of the international
agreements in force and binding upon the two High Parties at the time of the seizure of the vessel”.222 Since, under the principles in force at the time, Russia had no right
to seize the United States vessel, the seizure and confiscation of the vessel were unlawful acts for which Russia was
required to pay compensation.223 The same principle has
consistently been applied by the European Commission
and the European Court of Human Rights to deny claims
relating to periods during which the European Convention on Human Rights was not in force for the State concerned.224
(4) State practice also supports the principle. A requirement that arbitrators apply the rules of international law
in force at the time when the alleged wrongful acts took
place is a common stipulation in arbitration agreements,225
and undoubtedly is made by way of explicit confirmation of a generally recognized principle. International law
writers who have dealt with the question recognize that
the wrongfulness of an act must be established on the ba220 See the “Enterprize” case, Lapradelle-Politis (footnote 139
above), vol. I, p. 703 (1855); and Moore, History and Digest,
vol. IV, p. 4349, at p. 4373. See also the “Hermosa” and “Créole” cases, Lapradelle-Politis, op. cit., p. 704 (1855); and Moore, History and
Digest, vol. IV, pp. 4374–4375.
221 See the “Lawrence” case, Lapradelle-Politis, op. cit., p. 741; and
Moore, History and Digest, vol. III, p. 2824. See also the “Volusia”
case, Lapradelle-Politis, op. cit., p. 741.
222 Affaire des navires Cape Horn Pigeon, James Hamilton Lewis,
C. H. White et Kate and Anna, UNRIAA, vol. IX (Sales No. 59.V.5),
p. 66, at p. 69 (1902).
223 See also the “C. H. White” case, ibid., p. 74. In these cases the arbitrator was required by the arbitration agreement itself to apply the law
in force at the time the acts were performed. Nevertheless, the intention of the parties was clearly to confirm the application of the general
principle in the context of the arbitration agreement, not to establish
an exception. See further the S.S. “Lisman” case, ibid., vol. III (Sales
No. 1949.V.2), p. 1767, at p. 1771 (1937).
224 See, e.g., X v. Germany, application No. 1151/61, Council of
Europe, European Commission of Human Rights, Recueil des décisions, No. 7 (March 1962), p. 119 (1961) and many later decisions.
225 See, e.g., Declarations exchanged between the Government of
the United States of America and the Imperial Government of Russia, for the submission to arbitration of certain disputes concerning the
international responsibility of Russia for the seizure of American ships,
UNRIAA, vol. IX (Sales No. 59.V.5), p. 57 (1900).
sis of the obligations in force at the time when the act was
performed.226
(5) State responsibility can extend to acts of the utmost
seriousness, and the regime of responsibility in such cases
will be correspondingly stringent. But even when a new
peremptory norm of general international law comes
into existence, as contemplated by article 64 of the 1969
Vienna Convention, this does not entail any retrospective
assumption of responsibility. Article 71, paragraph 2 (b),
provides that such a new peremptory norm “does not affect any right, obligation or legal situation of the parties
created through the execution of the treaty prior to its termination, provided that those rights, obligations or situations may thereafter be maintained only to the extent that
their maintenance is not in itself in conflict with the new
peremptory norm”.
(6) Accordingly, it is appropriate to apply the intertemporal principle to all international obligations, and article 13 is general in its application. It is, however, without prejudice to the possibility that a State may agree
to compensate for damage caused as a result of conduct
which was not at the time a breach of any international
obligation in force for that State. In fact, cases of the retrospective assumption of responsibility are rare. The lex
specialis principle (art. 55) is sufficient to deal with any
such cases where it may be agreed or decided that responsibility will be assumed retrospectively for conduct which
was not a breach of an international obligation at the time
it was committed.227
(7) In international law, the principle stated in article
13 is not only a necessary but also a sufficient basis for
responsibility. In other words, once responsibility has accrued as a result of an internationally wrongful act, it is
not affected by the subsequent termination of the obligation, whether as a result of the termination of the treaty
which has been breached or of a change in international
law. Thus, as ICJ said in the Northern Cameroons case:
[I]f during the life of the Trusteeship the Trustee was responsible for
some act in violation of the terms of the Trusteeship Agreement which
resulted in damage to another Member of the United Nations or to one
of its nationals, a claim for reparation would not be liquidated by the
termination of the Trust.228
Similarly, in the “Rainbow Warrior” arbitration, the arbitral tribunal held that, although the relevant treaty obli226 See, e.g., P. Tavernier, Recherches sur l’application dans le temps
des actes et des règles en droit international public: problèmes de droit
intertemporel ou de droit transitoire (Paris, Librairie générale de droit
et de jurisprudence, 1970), pp. 119, 135 and 292; D. Bindschedler-Robert, “De la rétroactivité en droit international public”, Recueil d’études
de droit international en hommage à Paul Guggenheim (University of
Geneva Law Faculty/Graduate Institute of International Studies, 1968),
p. 184; M. Sørensen, “Le problème intertemporel dans l’application de
la Convention européenne des droits de l’homme”, Mélanges offerts
à Polys Modinos (Paris, Pedone, 1968), p. 304; T. O. Elias, “The doctrine of intertemporal law”, AJIL, vol. 74, No. 2 (April 1980), p. 285;
and R. Higgins, “Time and the law: international perspectives on an
old problem”, International and Comparative Law Quarterly, vol. 46
(July 1997), p. 501.
227 As to the retroactive effect of the acknowledgement and adoption of conduct by a State, see article 11 and commentary, especially
paragraph (4). Such acknowledgement and adoption would not, without
more, give retroactive effect to the obligations of the adopting State.
228 Northern Cameroons, Preliminary Objections, Judgment, I.C.J.
Reports 1963, p. 15, at p. 35.