132
Report of the International Law Commission on the work of its fifty-third session
(4) Paragraph 1 (a) deals with the prohibition of the
threat or use of force as embodied in the Charter of the
United Nations, including the express prohibition of the
use of force in Article 2, paragraph 4. It excludes forcible
measures from the ambit of permissible countermeasures
under chapter II.
Economic, Social and Cultural Rights”,763 and went on to
state that:
(5) The prohibition of forcible countermeasures is
spelled out in the Declaration on Principles of International Law concerning Friendly Relations and Cooperation among States in accordance with the Charter of the
United Nations, by which the General Assembly proclaimed that “States have a duty to refrain from acts of
reprisal involving the use of force”.756 The prohibition is
also consistent with the prevailing doctrine as well as a
number of authoritative pronouncements of international
judicial757 and other bodies.758
Analogies can be drawn from other elements of general
international law. For example, paragraph 1 of article 54
of the Protocol Additional to the Geneva Conventions of
12 August 1949, and relating to the protection of victims
of international armed conflicts (Protocol I) stipulates unconditionally that “[s]tarvation of civilians as a method of
warfare is prohibited”.765 Likewise, the final sentence of
paragraph 2 of article 1 of the International Covenant on
Economic, Social and Cultural Rights and of the International Covenant on Civil and Political Rights states that
“In no case may a people be deprived of its own means of
subsistence”.
(6) Paragraph 1 (b) provides that countermeasures may
not affect obligations for the protection of fundamental
human rights. In the “Naulilaa” arbitration, the tribunal
stated that a lawful countermeasure must be “limited by
the requirements of humanity and the rules of good faith
applicable in relations between States”.759 The Institut de
droit international in its 1934 resolution stated that in taking countermeasures a State must “abstain from any harsh
measure which would be contrary to the laws of humanity or the demands of the public conscience”.760 This has
been taken further as a result of the development since
1945 of international human rights. In particular, the relevant human rights treaties identify certain human rights
which may not be derogated from even in time of war or
other public emergency.761
(7) In its general comment No. 8 (1997) the Committee on Economic, Social and Cultural Rights discussed
the effect of economic sanctions on civilian populations
and especially on children. It dealt both with the effect
of measures taken by international organizations, a topic which falls outside the scope of the present articles,762
as well as with countermeasures imposed by individual
States or groups of States. It stressed that “whatever the
circumstances, such sanctions should always take full account of the provisions of the International Covenant on
756 General Assembly resolution 2625 (XXV), annex, first principle. The Final Act of the Conference on Security and Co-operation in
Europe also contains an explicit condemnation of forcible measures.
Part of Principle II of the Declaration on Principles Guiding Relations
between Participating States embodied in the first “Basket” of that
Final Act reads: “Likewise [the participating States] will also refrain
in their mutual relations from any act of reprisal by force.”
757 See especially Corfu Channel, Merits (footnote 35 above),
p. 35; and Military and Paramilitary Activities in and against Nicaragua (footnote 36 above), p. 127, para. 249.
758 See, e.g., Security Council resolutions 111 (1956) of 19 January
1956, 171 (1962) of 9 April 1962, 188 (1964) of 9 April 1964, 316
(1972) of 26 June 1972, 332 (1973) of 21 April 1973, 573 (1985) of
4 October 1985 and 1322 (2000) of 7 October 2000. See also General
Assembly resolution 41/38 of 20 November 1986.
759 “Naulilaa” (see footnote 337 above), p. 1026.
760 Annuaire de l’Institut de droit international, vol. 38 (1934),
p. 710.
761 See article 4 of the International Covenant on Civil and Political
Rights; article 15 of the European Convention on Human Rights; and
article 27 of the American Convention on Human Rights.
762 See below, article 59 and commentary.
it is essential to distinguish between the basic objective of applying
political and economic pressure upon the governing elite of a country to
persuade them to conform to international law, and the collateral infliction of suffering upon the most vulnerable groups within the targeted
country.764
(8) Paragraph 1 (c) deals with the obligations of humanitarian law with regard to reprisals and is modelled on
article 60, paragraph 5, of the 1969 Vienna Convention.766
The paragraph reflects the basic prohibition of reprisals
against individuals, which exists in international humanitarian law. In particular, under the Geneva Convention
relative to the Treatment of Prisoners of War of 1929, the
Geneva Conventions of 12 August 1949 and the Protocol
Additional to the Geneva Conventions of 12 August 1949,
and relating to the protection of victims of international
armed conflicts (Protocol I) of 1977, reprisals are prohibited against defined classes of protected persons, and
these prohibitions are very widely accepted.767
(9) Paragraph 1 (d) prohibits countermeasures affecting
obligations under peremptory norms of general international law. Evidently, a peremptory norm, not subject to
derogation as between two States even by treaty, cannot be
derogated from by unilateral action in the form of countermeasures. Subparagraph (d) reiterates for the purposes
of the present chapter the recognition in article 26 that
the circumstances precluding wrongfulness elaborated in
chapter V of Part One do not affect the wrongfulness of
any act of a State which is not in conformity with an obligation arising under a peremptory norm of general international law. The reference to “other” obligations under
763
E/C.12/1997/8, para. 1.
Ibid., para. 4.
765 See also paragraph 2 of article 54 (“objects indispensable to the
survival of the civilian population”) and article 75. See also Protocol
Additional to the Geneva Conventions of 12 August 1949, and relating to the protection of victims of non-international armed conflicts
(Protocol II).
766 Paragraph 5 of article 60 of the 1969 Vienna Convention precludes a State from suspending or terminating for material breach
any treaty provision “relating to the protection of the human person
contained in treaties of a humanitarian character, in particular to provisions prohibiting any form of reprisals against persons protected by
such treaties”. This paragraph was added at the Vienna Conference on
the Law of Treaties on a vote of 88 votes in favour, none against and
7 abstentions.
767 See K. J. Partsch, “Reprisals”, Encyclopedia of Public International Law, R. Bernhardt, ed. (Amsterdam, Elsevier, 2000), vol. 4,
p. 200, at pp. 203–204; and S. Oeter, “Methods and means of combat”,
D. Fleck, ed., op. cit. (footnote 409 above) p. 105, at pp. 204–207, paras.
476–479, with references to relevant provisions.
764
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