18
M.C. v. BULGARIA JUDGMENT
In practice, the absence of genuine and freely given consent or voluntary
participation may be evidenced by the presence of the various factors specified in
other jurisdictions – such as force, threats of force, or taking advantage of a person
who is unable to resist. A clear demonstration that such factors negate true consent is
found in those jurisdictions where absence of consent is an element of rape and
consent is explicitly defined not to exist where factors such as use of force, the
unconsciousness or inability to resist of the victim, or misrepresentation by the
perpetrator [are present].
... coercion, force, or threat of force [are] not to be interpreted narrowly ... coercion
in particular would encompass most conduct which negates consent ...
In light of the above considerations, the Trial Chamber understands that the actus
reus of the crime of rape in international law is constituted by ... sexual penetration ...
where [it] occurs without the consent of the victim. Consent for this purpose must be
consent given voluntarily, as a result of the victim's free will, assessed in the context
of the surrounding circumstances. The mens rea is the intention to effect this sexual
penetration, and the knowledge that it occurs without the consent of the victim.”
107. In the same case, on an appeal by the perpetrators based on the
argument, inter alia, that there was no rape without force or threat of force
and the victim's “continuous” or “genuine” resistance, the Appeals
Chamber, in its judgment of 12 June 2002, stated:
“The Appellants' bald assertion that nothing short of continuous resistance provides
adequate notice to the perpetrator that his attentions are unwanted is wrong on the law
and absurd on the facts.
Secondly, with regard to the role of force in the definition of rape, the Appeals
Chamber notes that the Trial Chamber appeared to depart from the Tribunal's prior
definitions of rape. However, in explaining its focus on the absence of consent as the
conditio sine qua non of rape, the Trial Chamber did not disavow the Tribunal's earlier
jurisprudence, but instead sought to explain the relationship between force and
consent. Force or threat of force provides clear evidence of non-consent, but force is
not an element per se of rape. In particular, the Trial Chamber wished to explain that
there are “factors [other than force] which would render an act of sexual penetration
non-consensual or non-voluntary on the part of the victim”. A narrow focus on force
or threat of force could permit perpetrators to evade liability for sexual activity to
which the other party had not consented by taking advantage of coercive
circumstances without relying on physical force ...
For the most part, the Appellants in this case were convicted of raping women held
in de facto military headquarters, detention centres and apartments maintained as
soldiers' residences. As the most egregious aspect of the conditions, the victims were
considered the legitimate sexual prey of their captors. Typically, the women were
raped by more than one perpetrator and with a regularity that is nearly inconceivable.
(Those who initially sought help or resisted were treated to an extra level of brutality).
Such detentions amount to circumstances that were so coercive as to negate any
possibility of consent.”