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specific act, it is necessary to ascertain whether specific instructions concerning the
commission of that particular act had been issued by that State to the individual or group in
question; alternatively, it must be established whether the unlawful act had been publicly
endorsed or approved ex post facto by the State at issue. By contrast, control by a State
over subordinate armed forces or militias or paramilitary units may be of an overall
character (and must comprise more than the mere provision of financial assistance or
military equipment or training). This requirement, however, does not go so far as to include
the issuing of specific orders by the State, or its direction of each individual operation.
Under international law it is by no means necessary that the controlling authorities should
plan all the operations of the units dependent on them, choose their targets, or give specific
instructions concerning the conduct of military operations and any alleged violations of
international humanitarian law. The control required by international law may be deemed
to exist when a State (or, in the context of an armed conflict, the Party to the conflict) has a
role in organising, coordinating or planning the military actions of the military group, in
addition to financing, training and equipping or providing operational support to that group.
Acts performed by the group or members thereof may be regarded as acts of de facto State
organs regardless of any specific instruction by the controlling State concerning the
commission of each of those acts.
138.
Of course, if, as in Nicaragua, the controlling State is not the territorial State where
the armed clashes occur or where at any rate the armed units perform their acts, more
extensive and compelling evidence is required to show that the State is genuinely in control
of the units or groups not merely by financing and equipping them, but also by generally
directing or helping plan their actions.
139.
The same substantial evidence is required when, although the State in question is the
territorial State where armed clashes occur, the general situation is one of turmoil, civil
strife and weakened State authority.
140.
Where the controlling State in question is an adjacent State with territorial ambitions
on the State where the conflict is taking place, and the controlling State is attempting to
In many of these cases, the need for specific instructions by the State concerning the commission of the
specific act with which the individual had been charged, or the ex post facto public endorsement of that act,
can be inferred from the facts of the case.
Case No.: -94-1-A
15 July 1999