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persons. In such conflicts, not only the text and the drafting history of the Convention but
also, and more importantly, the Convention’s object and purpose suggest that allegiance to a
Party to the conflict and, correspondingly, control by this Party over persons in a given
territory, may be regarded as the crucial test.
(b) Factual Findings
167.
In the instant case the Bosnian Serbs, including the Appellant, arguably had the
same nationality as the victims, that is, they were nationals of Bosnia and Herzegovina.
However, it has been shown above that the Bosnian Serb forces acted as de facto organs of
another State, namely, the FRY. Thus the requirements set out in Article 4 of Geneva
Convention IV are met: the victims were “protected persons” as they found themselves in
the hands of armed forces of a State of which they were not nationals.
168.
It might be argued that before 6 October 1992, when a “Citizenship Act” was passed
in Bosnia and Herzegovina, the nationals of the FRY had the same nationality as the
citizens of Bosnia and Herzegovina, namely the nationality of the Socialist Federal
Republic of Yugoslavia. Even assuming that this proposition is correct, the position would
not alter from a legal point of view. As the Appeals Chamber has stated above, Article 4 of
Geneva Convention IV, if interpreted in the light of its object and purpose, is directed to the
protection of civilians to the maximum extent possible. It therefore does not make its
applicability dependent on formal bonds and purely legal relations. Its primary purpose is
to ensure the safeguards afforded by the Convention to those civilians who do not enjoy the
diplomatic protection, and correlatively are not subject to the allegiance and control, of the
State in whose hands they may find themselves. In granting its protection, Article 4 intends
to look to the substance of relations, not to their legal characterisation as such.
169.
Hence, even if in the circumstances of the case the perpetrators and the victims were
to be regarded as possessing the same nationality, Article 4 would still be applicable.
Indeed, the victims did not owe allegiance to (and did not receive the diplomatic protection
of) the State (the FRY) on whose behalf the Bosnian Serb armed forces had been fighting.
Case No.: -94-1-A
15 July 1999