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Report of the International Law Commission on the work of its fifty-third session
2. No State shall recognize as lawful a situation
created by a serious breach within the meaning of article 40, nor render aid or assistance in maintaining
that situation.
3. This article is without prejudice to the other
consequences referred to in this Part and to such further consequences that a breach to which this chapter
applies may entail under international law.
Commentary
(1) Article 41 sets out the particular consequences of
breaches of the kind and gravity referred to in article 40. It
consists of three paragraphs. The first two prescribe special legal obligations of States faced with the commission
of “serious breaches” in the sense of article 40, the third
takes the form of a saving clause.
(2) Pursuant to paragraph 1 of article 41, States are under a positive duty to cooperate in order to bring to an
end serious breaches in the sense of article 40. Because
of the diversity of circumstances which could possibly be
involved, the provision does not prescribe in detail what
form this cooperation should take. Cooperation could be
organized in the framework of a competent international
organization, in particular the United Nations. However,
paragraph 1 also envisages the possibility of non-institutionalized cooperation.
(3) Neither does paragraph 1 prescribe what measures
States should take in order to bring to an end serious
breaches in the sense of article 40. Such cooperation must
be through lawful means, the choice of which will depend
on the circumstances of the given situation. It is, however, made clear that the obligation to cooperate applies to
States whether or not they are individually affected by the
serious breach. What is called for in the face of serious
breaches is a joint and coordinated effort by all States to
counteract the effects of these breaches. It may be open
to question whether general international law at present
prescribes a positive duty of cooperation, and paragraph 1
in that respect may reflect the progressive development of
international law. But in fact such cooperation, especially
in the framework of international organizations, is carried
out already in response to the gravest breaches of international law and it is often the only way of providing an
effective remedy. Paragraph 1 seeks to strengthen existing
mechanisms of cooperation, on the basis that all States are
called upon to make an appropriate response to the serious breaches referred to in article 40.
(4) Pursuant to paragraph 2 of article 41, States are under a duty of abstention, which comprises two obligations,
first, not to recognize as lawful situations created by serious breaches in the sense of article 40 and, secondly, not
to render aid or assistance in maintaining that situation.
(5) The first of these two obligations refers to the obligation of collective non-recognition by the international community as a whole of the legality of situations
resulting directly from serious breaches in the sense of
article 40.652 The obligation applies to “situations” created
by these breaches, such as, for example, attempted acquisition of sovereignty over territory through the denial of
the right of self-determination of peoples. It not only refers to the formal recognition of these situations, but also
prohibits acts which would imply such recognition.
(6) The existence of an obligation of non-recognition in
response to serious breaches of obligations arising under
peremptory norms already finds support in international
practice and in decisions of ICJ. The principle that territorial acquisitions brought about by the use of force are not
valid and must not be recognized found a clear expression during the Manchurian crisis of 1931–1932, when
the Secretary of State, Henry Stimson, declared that the
United States of America—joined by a large majority of
members of the League of Nations—would not:
admit the legality of any situation de facto nor ... recognize any treaty or
agreement entered into between those Governments, or agents thereof,
which may impair the ... sovereignty, the independence or the territorial
and administrative integrity of the Republic of China, ... [nor] recognize any situation, treaty or agreement which may be brought about by
means contrary to the covenants and obligations of the Pact of Paris of
August 27, 1928.653
The Declaration on Principles of International Law concerning Friendly Relations and Cooperation among States
in accordance with the Charter of the United Nations affirms this principle by stating unequivocally that States
shall not recognize as legal any acquisition of territory
brought about by the use of force.654 As ICJ held in Military and Paramilitary Activities in and against Nicaragua, the unanimous consent of States to this declaration
“may be understood as an acceptance of the validity of
the rule or set of rules declared by the resolution by themselves”.655
(7) An example of the practice of non-recognition of
acts in breach of peremptory norms is provided by the
reaction of the Security Council to the Iraqi invasion
of Kuwait in 1990. Following the Iraqi declaration of a
“comprehensive and eternal merger” with Kuwait, the Security Council, in resolution 662 (1990) of 9 August 1990,
decided that the annexation had “no legal validity, and is
considered null and void”, and called upon all States, international organizations and specialized agencies not to
recognize that annexation and to refrain from any action
or dealing that might be interpreted as a recognition of it,
whether direct or indirect. In fact, no State recognized the
652 This has been described as “an essential legal weapon in the
fight against grave breaches of the basic rules of international law”
(C. Tomuschat, “International crimes by States: an endangered
species?”, International Law: Theory and Practice — Essays in Honour of Eric Suy, K. Wellens, ed. (The Hague, Martinus Nijhoff, 1998),
p. 253, at p. 259.
653 Secretary of State’s note to the Chinese and Japanese Governments, in Hackworth, Digest of International Law (Washington,
D.C., United States Government Printing Office, 1940), vol. I, p. 334;
endorsed by Assembly resolutions of 11 March 1932, League of
Nations Official Journal, March 1932, Special Supplement No. 101,
p. 87. For a review of earlier practice relating to collective nonrecognition, see J. Dugard, Recognition and the United Nations
(Cambridge, Grotius, 1987), pp. 24–27.
654 General Assembly resolution 2625 (XXV), annex, first
principle.
655 Military and Paramilitary Activities in and against Nicaragua
(see footnote 36 above), at p. 100, para. 188.