State responsibility
an essential distinction should be drawn between the obligations of a
State towards the international community as a whole, and those arising
vis-à-vis another State in the field of diplomatic protection. By their
very nature the former are the concern of all States. In view of the
importance of the rights involved, all States can be held to have a legal
interest in their protection; they are obligations erga omnes.629
The Court was there concerned to contrast the position
of an injured State in the context of diplomatic protection
with the position of all States in respect of the breach of
an obligation towards the international community as a
whole. Although no such obligation was at stake in that
case, the Court’s statement clearly indicates that for the
purposes of State responsibility certain obligations are
owed to the international community as a whole, and that
by reason of “the importance of the rights involved” all
States have a legal interest in their protection.
(3) On a number of subsequent occasions the Court has
taken the opportunity to affirm the notion of obligations
to the international community as a whole, although it
has been cautious in applying it. In the East Timor case,
the Court said that “Portugal’s assertion that the right
of peoples to self-determination, as it evolved from the
Charter and from United Nations practice, has an erga
omnes character, is irreproachable”.630 At the preliminary
objections stage of the Application of the Convention on
the Prevention and Punishment of the Crime of Genocide
case, it stated that “the rights and obligations enshrined by
the [Genocide] Convention are rights and obligations erga
omnes”:631 this finding contributed to its conclusion that
its temporal jurisdiction over the claim was not limited
to the time after which the parties became bound by the
Convention.
(4) A closely related development is the recognition of
the concept of peremptory norms of international law in
articles 53 and 64 of the 1969 Vienna Convention. These
provisions recognize the existence of substantive norms
of a fundamental character, such that no derogation from
them is permitted even by treaty.632
(5) From the first it was recognized that these developments had implications for the secondary rules of State
responsibility which would need to be reflected in some
way in the articles. Initially, it was thought this could be
done by reference to a category of “international crimes
of State”, which would be contrasted with all other cases of internationally wrongful acts (“international delicts”).633 There has been, however, no development of
penal consequences for States of breaches of these fundamental norms. For example, the award of punitive damages is not recognized in international law even in relation
to serious breaches of obligations arising under peremptory norms. In accordance with article 34, the function
629 Barcelona Traction (see footnote 25 above), p. 32, para. 33.
See M. Ragazzi, The Concept of International Obligations Erga Omnes
(Oxford, Clarendon Press, 1997).
630 See footnote 54 above.
631 Application of the Convention on the Prevention and Punishment
of the Crime of Genocide, Preliminary Objections (see footnote 54
above), p. 616, para. 31.
632 See article 26 and commentary.
633 See Yearbook … 1976, vol. II (Part Two), pp. 95–122,
especially paras. (6)–(34). See also paragraph (5) of the commentary
to article 12.
111
of damages is essentially compensatory.634 Overall, it
remains the case, as the International Military Tribunal
said in 1946, that “[c]rimes against international law are
committed by men, not by abstract entities, and only by
punishing individuals who commit such crimes can the
provisions of international law be enforced”.635
(6) In line with this approach, despite the trial and conviction by the Nuremberg and Tokyo Military Tribunals
of individual government officials for criminal acts committed in their official capacity, neither Germany nor
Japan were treated as “criminal” by the instruments creating these tribunals.636 As to more recent international
practice, a similar approach underlies the establishment
of the ad hoc tribunals for Yugoslavia and Rwanda by
the Security Council. Both tribunals are concerned only
with the prosecution of individuals.637 In its decision relating to a subpoena duces tecum in the Blaskić case, the
Appeals Chamber of the International Tribunal for the
Former Yugoslavia stated that “[u]nder present international law it is clear that States, by definition, cannot be
the subject of criminal sanctions akin to those provided
for in national criminal systems”.638 The Rome Statute
of the International Criminal Court likewise establishes
jurisdiction over the “most serious crimes of concern to
the international community as a whole” (preamble), but
limits this jurisdiction to “natural persons” (art. 25, para.
1). The same article specifies that no provision of the Statute “relating to individual criminal responsibility shall affect the responsibility of States under international law”
(para. 4).639
(7) Accordingly, the present articles do not recognize
the existence of any distinction between State “crimes”
and “delicts” for the purposes of Part One. On the other
hand, it is necessary for the articles to reflect that there are
certain consequences flowing from the basic concepts of
peremptory norms of general international law and obligations to the international community as a whole within
the field of State responsibility. Whether or not peremptory norms of general international law and obligations to
the international community as a whole are aspects of a
single basic idea, there is at the very least substantial overlap between them. The examples which ICJ has given of
634
See paragraph (4) of the commentary to article 36.
International Military Tribunal (Nuremberg), judgement of
1 October 1946, reprinted in AJIL (see footnote 321 above), p. 221.
636 This despite the fact that the London Charter of 1945 specifically provided for the condemnation of a “group or organization” as
“criminal”; see Charter of the International Military Tribunal, Agreement for the Prosecution and Punishment of Major War Criminals
of the European Axis, annex, United Nations, Treaty Series, vol. 82,
No. 251, p. 279, arts. 9 and 10.
637 See, respectively, articles 1 and 6 of the statute of the International Tribunal for the Former Yugoslavia; and articles 1 and 7 of the statute
of the International Tribunal for Rwanda (footnote 257 above).
635
638 Prosecutor v. Blaskić, International Tribunal for the Former
Yugoslavia, Case IT-95-14-AR 108 bis, ILR, vol. 110, p. 688, at p. 698,
para. 25 (1997). Cf. Application of the Convention on the Prevention and Punishment of the Crime of Genocide, Preliminary Objections (footnote 54 above), in which neither of the parties treated the
proceedings as being criminal in character. See also paragraph (6) of the
commentary to article 12.
639 See also article 10: “Nothing in this Part shall be interpreted as
limiting or prejudicing in any way existing or developing rules of international law for purposes other than this Statute.”